Fintech Advisory
About SM+Co LLC
Our firm delivers specialized professional services, often through white-label arrangements, to clients in the financial services, commercial, and technology sectors.
A key offering is our Risk Management services, notably our engagement as the Chief Risk Officer for Texas-based Highcrest Capital.
We also provide/have provided a range of executive management services, including:
Specialization in Sarbanes-Oxley compliance and governance, serving clients like Lakeland Bank, City Bank, Hawaiian Electric Industries, California Pizza Kitchen, Gymboree, Bebe, Molina Health, Zappos, and Caesars Entertainment.
Risk Management and Internal Audit, with extensive experience at Kaiser Permanente, The Huntington National Bank, Hua Nan Bank, Bancomer, Bancomer Transfer Services, and Sique.
Regulatory Compliance for diverse clients such as LoanDepot, Lone Star Bank, First Interstate Bank, Bank of California, The California Credit Union, and First American Bank.
Advocacy for “thoughtful regulatory reform” on Capitol Hill, notably with the Nevada Bankers Association.
Chief Financial Officer functions, with previous roles at Pascack Community Bank, Mission Bank, and First California Bank.
Chief Operating Officer services, drawing on experiences at Saigon National Bank and California International Bank.
Expertise in Bank Secrecy Act/Anti-Money Laundering compliance, with projects for LoanDepot, Lone Star Bank, and Bancomer.
Ethics and Governance consulting, including a prominent position at Plaza Bank.
Technical accounting advisory, providing expertise to firms like Accordion, CFGI, and Riveron.
For more information, please visit: smcollc.com
Contact @ SM+Co LLC
Stephen V. Masterson, CPA, CGMA, NACD.DC | Email: stephen@smcollc.com
